Commodity Futures Modernization Act

Results: 717



#Item
601Financial regulation / Commodities market / Financial system / Financial markets / 73rd United States Congress / National Futures Association / Commodity Futures Trading Commission / Commodity Futures Modernization Act / Securities Exchange Act / United States securities law / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NFA[removed]April 21, 2014 Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2014-04-22 06:33:55
602Securities / Financial markets / ACT / NASDAQ / Finance / OTC Bulletin Board / Clearing / Financial Industry Regulatory Authority / Commodity Futures Modernization Act / Financial economics / Investment / Stock market

Page 54 of 60 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 7700. CHARGES FOR OTC REPORTING FACILITY, OTC BULLETIN BOARD

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Source URL: www.sec.gov

Language: English - Date: 2014-07-15 08:59:17
603Futures exchanges / Futures contract / Currency future / Chicago Mercantile Exchange / Derivative / Commodity Futures Trading Commission / Swap / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]May 6, 2014 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Source URL: www.sec.gov

Language: English - Date: 2014-05-07 10:34:06
604Futures exchanges / Futures contract / Derivative / Chicago Mercantile Exchange / Commodity Futures Trading Commission / Swap / Over-the-counter / Commodity Futures Modernization Act / Financial economics / Financial system / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Settlement Procedures Regarding Five CME Cleared OTC FX Spot, Forward and Swap Contracts

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Language: English - Date: 2014-07-03 15:11:07
605Financial markets / United States securities law / Futures contract / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Futures exchange / Securities Exchange Act / Commodity Exchange Act / Exchange-traded fund / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NQLX[removed]March 23, 2004 Self-Regulatory Organization; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Th

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Language: English - Date: 2004-03-25 15:05:18
606Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / U.S. Securities and Exchange Commission / Futures contract / Commodity Exchange Act / Swap / Commodity Futures Modernization Act / LCH.Clearnet / Financial economics / Financial system / Finance

Request for Comment: Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Source URL: www.sec.gov

Language: English - Date: 2011-07-20 13:39:00
607Finance / 73rd United States Congress / United States Securities and Exchange Commission / 106th United States Congress / Commodity Futures Modernization Act / Enron / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Securities Exchange Act / Financial economics / Financial regulation / United States securities law

Interim Final Rule: Exemptions for Security-Based Swaps

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Source URL: www.sec.gov

Language: English - Date: 2011-07-11 09:12:03
60873rd United States Congress / United States Securities and Exchange Commission / Government / Law / U.S. Securities and Exchange Commission / Commodity Futures Modernization Act / Securities Act / Regulatory Flexibility Act / Federal Register / United States securities law / United States administrative law / Financial regulation

List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act

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Source URL: www.sec.gov

Language: English - Date: 2012-11-28 17:20:39
609Investment / United States Securities and Exchange Commission / 73rd United States Congress / 76th United States Congress / Commodity Futures Modernization Act / Securities Exchange Act / Securities regulation in the United States / Securities Act / U.S. Securities and Exchange Commission / Financial economics / Finance / United States securities law

Final Rule: Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps

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Language: English - Date: 2009-02-02 16:27:29
610Futures contract / Commodity Futures Trading Commission / Chicago Mercantile Exchange / Derivative / Swap / Over-the-counter / Commodity Futures Modernization Act / Financial economics / Investment / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]February 26, 2014 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Propos

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Source URL: www.sec.gov

Language: English - Date: 2014-02-27 10:35:37
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